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NLRB
Provides Standards For How A Supervisor Is Defined
by Michael D. Oesterle • King & Ballow
In a long-anticipated decision, the National Labor Relations Board
set forth specific standards to use to determine individuals who
have the authority to make assignments to other employees or responsibly
to direct employees are supervisors under the National Labor Relations
Act (NLRA). While this case involved nurses at a hospital, this
decision also applies to the construction industry and makes it
easier for contractors to prove foremen and general foremen are
supervisors. If the foremen and general foremen are supervisors,
they would not be covered under a union contract.
Under the NLRA, it only takes one of the listed authorities to
make an individual, such as a foreman and general foreman, a supervisor.
The NLRA lists the following authorities: hire, transfer, suspend,
lay off, recall, promote, discharge, assign, reward, or discipline
other employees, or responsibly to direct them, or to adjust their
grievances, or effectively to recommend such action. The exercise
of any of these authorities must be in the interest of the employer,
not merely routine or clerical in nature and requires independent
judgment.
According to the NLRB, the meaning of the term “assign” is
an act of designating an employee to a place, such as a location
or department, appointing an employee to a time, such as a shift
or overtime period, or giving significant overall tasks to an employee.
However, the order in which an employee performs discrete tasks
within the assignment is not indicative of exercising the authority
to “assign.” Rather, the NLRB found that in order for
an assignment to rise to the level of supervisory authority, it
must involve the “designation of significant overall duties
to an employee”, not an “ad hoc instruction that the
employee perform a discrete task.”
An assignment does not need to affect basic terms and conditions
of employment or an employee’s overall status or situation
in order to prove supervisory status. The NLRB cited the power
to assign an employee to a “plum assignment” or a “bum
assignment” as an example of supervisory authority but not
affecting an employee’s basic terms and conditions of employment
or an employee’s overall status.
The words “responsibly to direct” are meant to ensure
individuals, who exercise basic supervision but lack the authority
or opportunity to perform other statutory supervisory functions,
are still considered statutory supervisors. Thus if a foreman has
employees under him at a jobsite and that person decides what job
shall be undertaken next or who shall perform it, that foreman
is a statutory supervisor as long as the direction was both “responsible” and
used independent judgment.
A direction is “responsible” when the foreman or general
foreman is held accountable for the employee’s task so that
some negative consequence may occur to the foreman or general foreman,
who made the direction, if the task is not properly performed.
Furthermore, the foreman or general foreman must have authority
to take corrective action if the task is not performed properly
or be subject to corrective action for failing to see the work
was properly performed.
The last term defined was independent judgment. The NLRB found
a judgment is not independent if it is controlled by detailed instructions,
whether from company policies or rules, verbal instruction from
a higher authority or collective bargaining agreement provisions.
Thus, if the collective bargaining agreement dictated that seniority
was required in making the assignment, this is not an independent
judgment. However, if a company policy does not eliminate independent
judgment from decision-making and allows for discretionary choices,
it is an independent judgment under the NLRA. Furthermore, the
degree of discretion must be more than routine or clerical.
In determining whether a foreman or general foreman, contractors
should ask the following questions to determine whether their ability
to make assignments makes them a statutory supervisor:
1. |
whether the assignment
is an act of designating an employee to a location
or department; |
2. |
whether the assignment
appoints an employee to a shift, time or overtime period;
or |
3. |
whether the assignment
gives significant tasks to an employee, not the ad
hoc instructions that the employee perform a discrete
task. |
If the answer is yes to any of these three
questions, an additional question is whether the assignment involves
independent judgment
or is controlled by detailed instructions, such as company policies
or rules, verbal instructions from a higher supervisor or manager,
or covered by the collective bargaining agreement. If so, the assignment
does not involve independent judgment and is not the basis of a
finding of supervisory status. However, if the assignment does
involve independent judgment, supervisory status will be established.
In order to determine whether a foreman or general foreman has
the authority responsibly to direct employees, one should ask the
following questions:
1.
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whether
the foreman or general foreman has employees underneath
him;
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2.
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whether
the foreman or general foreman decides what job shall
be undertaken next or who shall perform it;
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3.
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whether
the foreman or general foreman is accountable for
the task so that if it is not performed properly,
the foreman or general foreman may suffer negative
consequences;
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4.
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whether the foreman or general foreman
is accountable so that corrective action can be taken
if the task is not performed correctly; and |
5.
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whether the foreman or general foreman
uses independent judgment.
If the answer is yes to each one of the above questions, the foreman or general
foreman individual is a statutory supervisor. |
If the answer is yes to each one of the above questions, the
foreman or general foreman individual is a statutory supervisor. |
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